Roth Capital Partners to Host 34th Annual Conference as In-Person Event March 13-15, 2022

March 8, 2022

Roth Capital Partners to Host 34th Annual Conference as In-Person Event March 13-15, 2022

Premier small-cap growth conference to feature hundreds of public and private companies at The Ritz Carlton in Dana Point after meeting virtually the past two years. 

Roth Capital Partners (“Roth”),, will host its 34th Annual Conference on March 13-15, 2022, at The Ritz Carlton, Laguna Niguel, located in Dana Point, Calif.

Roth is committed to taking the necessary precautions to provide all attendees with a safe experience. This flagship three-day conference will be in compliance with relevant state (CA), local, and hotel COVID 19 protocols in effect at the time of the event.

The annual Roth conference offers companies an extraordinary platform for relationship building with both existing and prospective institutional and private investors. Well known for its in-person experiences, Roth is focused on restoring valuable face-to-face connections and meaningful interactions after temporarily transitioning to a virtual-only event the past two years.

This year’s conference will feature senior executives from approximately 500 private and public companies from a wide variety of sectors, including AgTech, Consumer, Energy, Health & Wellness, Healthcare, Industrial Growth, Metals and Mining, Sustainability, Services, and Technology. The conference format comprises 1-on-1 and small group meetings, analyst-selected fireside chats, thematic industry panels, on-demand presentations by companies that choose to pre-record them, and live entertainment.

Feedback from companies and investors at previous conferences indicates that participants get more value from 1-on-1 meetings managed by Roth and casual interaction than the standalone presentation format often seen at other investor conferences. To allow for even more meetings to take place over the two-day period, Roth is reducing the number of company presentations. Of course, the highly praised panel presentations and fireside chats with Roth’s research analysts will continue to be a significant part of the agenda. The conference will also feature two “New Issue Tracks” featuring presentations from 60 companies that have gone public during the past two years via Initial Public Offering or merger with a SPAC, with many presenting their companies to investors on a live basis for the first time. These 25-minute presentations will be in two adjoining rooms on the first floor of the hotel, allowing investors to learn about new opportunities in an efficient manner.

“Our conferences have always been relationship-driven, enabling emerging growth companies from a broad range of industries to meet and interact with interested investors,” said Byron Roth, Chairman and CEO of Roth Capital Partners. “After meeting virtually for the last two years, we’re delighted to welcome our participating small and mid-cap companies and our attending institutional investors back to our annual conference to meet each other face-to-face on personal and business levels.”

Sunday, March 13, attendees are invited to join any of the scheduled athletic activities, which will benefit CAF – Challenged Athletes Foundation, a 501c3 non-profit organization.

Athletic activities this year will include:

Roth Ride – a fully supported 40-mile out and back scenic group bike ride along the California coastline led by local ride experts. This year marks the 10th anniversary of the Roth ride.

Roth Surf Session – options available for all experience levels. Surf alongside World Para Surf Champion Liv Stone and expert local guides or catch a wave on your own.

Roth Outdoor Cycle – a workout like no other alongside CAF Athlete Zion Clark, with a fun and challenging CycleBarn Cycle session on the beautiful Pacific Lawn at The Ritz-Carlton.

Roth Yoga – a powerful yoga class hosted by YogaSix.  

Roth Tennis – play in a round-robin doubles tennis draw.

The funds raised through the CAF and Roth Capital partnership also support the Duane Roth Memorial Fund, created to remember the legacy of Duane, which funds grants to challenged athletes so they can participate in the sports they love. To date, Roth has raised more than $1.3 million for CAF. For registration and donation information, visit

Monday, March 14, will feature Roth’s Private Consumer Day and Healthy Food Showcase sponsored by Pillsbury.

Tuesday, March 15, will feature Roth’s Cannabis Day sponsored by Carlton Fields, Centri, Crow, Dorsey & Whitney LLP and Marcum LLP.

Both days will also include fireside chat presentations & panels, 1-on-1 / small group meetings, a special reception, and exhibits. In keeping with conference tradition, there will be evening entertainment on both days. Sunday evening entertainment will be provided by All American Rejects and on Monday night is Walker Hayes & Ernest.

Both industry panels and fireside chats will be live-streamed throughout the duration of the conference and available through the conference portal for registered attendees.

Monday panels:

  • Artificial Intelligence in Drug Development
  • Beverage Non-Alcoholic
  • Bitcoin/Mining Strategy
  • Blockchain
  • Consumer Healthy Foods Panel
  • Emerging Therapies In Women’s Health
  • ESG – Top Trends to Watch For – Legal Perspectives
  • IPO Readiness
  • Private Consumer Roundtable
  • Roadmap to Uplisting – When, Where and How?
  • Shareholder Activism Defense
  • SPAC Trends
  • Sustainability in Consumer Products & ESG
  • Trading Canada Session

Tuesday panels:

  • Agriculture 2.0 – A Tech Enabled Revolution
  • Beverage – “It’s all about the Alco Rhythms”
  • Canada – Listings Opportunities
  • Cannabis Brands
  • Cannabis International / Globalization
  • Governments Scramble to Secure EV Supply Chain
  • Psychedelics: “Immunotherapy” for the Mind

To see the full agenda, please visit:

As in previous years, the conference will provide a rich environment for business development opportunities and a powerful, effective marketing platform for targeting key decision makers. A list of conference sponsors at this time includes:

Platform Sponsor

  • Loeb & Loeb LLP

Partnership Sponsors

  • Equisolve
  • Lowenstein Sandler LLP
  • Marcum LLP

Premier Sponsors

  • BRP Management Liability Practice
  • Carlton Fields
  • Centri Business Consulting
  • CoreIR
  • Crowe LLP
  • Dickinson Wright PLLC
  • DLA Piper
  • Dorsey & Whitney LLP
  • Ellenoff Grossman & Schole LLP
  • Farmer Brothers
  • IRTH Communications
  • K&L Gates
  • Kingsdale Advisors
  • Lambert & Co./TiiCKER
  • Moss Adams
  • Pillsbury Law
  • Pryor Cashman LLP
  • Reevemark Strategic Communications
  • Sidley Austin
  • Sullivan & Worcester
  • StockLoan Solutions
  • The Alkaline Water Company

Event Sponsors

  • Baker Tilly
  • Canadian Securities Exchange
  • Canalyst
  • Crone Law Group
  • DealMaker
  • Duane Morris LLP
  • EdgarAgents
  • Equiniti Trust Company
  • Fasken Martineau DuMoulin LLP
  • Friedman LLP
  • Gateway Investor Relations
  • Hayden IR
  • Kelley Drye
  • M2 Compliance
  • Mitchell Silberberg & Knupp LLP
  • MZ Group
  • Nasdaq
  • Paris, Kreit & Chiu CPA
  • Procopio LLP
  • S&P Global Market Intelligence
  • Sheppard Mullin
  • Stradling Yocca Carlson & Rauth
  • Stroock, Stroock & Lavan LLP
  • The Blueshirt Group
  • Toppan Merrill
  • Toronto Stock Exchange & TSX Venture Exchange
  • Troutman Pepper
  • Weinberg CPAs
  • Woodruff Sawyer

Introductory Sponsors

  • Armanino LLP
  • Baker McKenzie
  • Bridge Bank
  • CBIZ & Mayer Hoffman McCann
  • CIT Bank
  • CMA
  • Connor Group
  • DBB McKennon
  • EisnerAmper
  • Elev8 New Media
  • Elevate IR
  • Eventus Advisory Group, LLC
  • Integrous Communications
  • Katten Muchin Rosenman LLP
  • Latham & Watkins
  • MarshMcLennan Agency
  • Nixon Peabody LLP
  • Petrus IR
  • VStock Transfer
  • Wilson Bradshaw LLP
  • Winston & Strawn LLP

Marketing Sponsors

  • b2i digital
  • Bloomberg
  • BTV Business Television
  • Cariloha
  • Coronado Brewing Co.
  • Firestone Walker Brewing Company
  • Fresh Victor
  • Heritage Distilling Co.
  • Hydrant
  • IBN (InvestorBrandNetwork)
  • Karl Strauss Brewing Company
  • Ketel One Vodka & Nolet’s Gin
  • Limoneira
  • MusclePharm
  • NaturalShrimp
  • NGO Sustainability
  • Octane
  • Quigley Fine Wines
  • Reed’s Inc.
  • Splash Beverage Group
  • Sustain Southern California

Charity Sponsors

  • Boys & Girls Clubs of America
  • Challenged Athletes Foundation
  • Power Plate
  • Xponential Fitness

For more information about the 34th Annual Roth Conference, please visit:

About Roth Capital Partners

Roth Capital Partners, LLC (Roth) is a relationship-driven investment bank focused on serving emerging growth companies and their investors. As a full-service investment bank, Roth provides capital raising, M&A advisory, analytical research, trading, market-making services, and corporate access.

Headquartered in Newport Beach, California, Roth is privately held and owned by its employees and maintains offices throughout the U.S. For more information on Roth, please visit  

Investor Contact:
Roth Capital Partners
Isabel Mattson-Pain
Director of Marketing & Corporate Access
Roth Capital Partners – Member FINRA/SIPC –

Media Contact:
IBN (InvestorBrandNetwork)
Los Angeles, California
310.299.1717 Office

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